代寫論文:關於合規管理系統

代寫論文:關於合規管理系統
合規管理系統是什麼?它的用途是什麼?與財務制度、工作環境、人員管理等因素有關的固有風險的管理需要對人員和過程的工作進行控制和審查的過程。因此,合規性管理的過程就是為了明確地確定人們的責任而進行的整個過程的工作的方式。它還考慮到適當的和相關的糾正措施,根據可能要處理的審查。這些糾正措施改善了組織內部固有過程的工作條件。誰將是合規管理系統中的利益相關者?合規管理體係有許多利益相關者,他們可以被歸類為公司的管理、員工、獨立的合規管理審計員和政府機構。

代寫論文:關於合規管理系統

這些利益相關者的權利和利益之間存在著緊密的聯繫,他們必須確保在合規管理體系中妥善地照顧他們的利益。管理層和員工代表公司的內部利益相關者,而審計師和政府機構則可以被視為外部利益相關者。 3所示。為什麼金融機構必須有合規管理制度?一個金融機構建立合規管理體系的目的,來自於一個基本的理念和理念,即它允許金融機構遵守無數的聯邦消費者保護法。它還注意到許多其他法規,這些法規管理行業內的公司必須遵守的規範的強制性管理。這對於避免可能對金融機構實施的許多懲罰也變得很有必要,以防它們被發現侵犯了這些合規。

代寫論文:關於合規管理系統

What is a compliance management system and what is it used for?The management of the inherent risks which is associated with financial system, working environment, people management and other factors require the process of controlling and reviewing work of people and processes. As such the process of compliance management is the manner in which the entire working of the processes for the purpose of clearly establishing the responsibilities of the people. It also takes into account proper and relevant corrective actions as per the reviews that are likely to be taken care of. These corrective actions improve the working conditions of the inherent processes within the organization. Who would be the stakeholders in a compliance management system?A compliance management system has a number of stakeholders who can be categorised as management of the company, employees, independent compliance management auditors and government agencies.

代寫論文:關於合規管理系統
There is strong connection between the rights and interests of these stakeholders who have to ensure that their interests are properly taken care of within the compliance management system. The management and the employees represent the internal stakeholders of the firm, while the auditor and the government agencies could be regarded as the external stakeholders. 3. Why is it necessary for a financial institution to have a compliance management system?The purpose of a financial institution to have compliance management system comes from the basic idea and notion that it allows the organization to have take care of the myriad federal consumer protection laws. It also takes care of the many other statutes which govern the compulsory management of the norms which companies in such industry have to flow. This also becomes necessary to avoid the many penalties, which are likely to be placed upon the financial institutions, in case they are found to have been infringing upon these compliances.

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